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INDEX 367
THE SCIENCE OF FAIRY TALES.
THE ART OF STORY-TELLING.
The art of story-telling--Unity of human imagination--Definition of Fairy Tales--Variable value of Tradition--Story-telling and the story-teller among various peoples--The connection of folk-tales with folk-songs--Continuity of Tradition--Need of accuracy and good faith in reporting stories.
But even in the most refined products of the imagination the same substances are found which compose the rudest. Something has, of course, been dropped in the process; and where we can examine the process stage by stage, we can discern the point whereat each successive portion has been purged away. But much has also been gained. To change the figure, it is like the continuous development of living things, amorphous at first, by and by shooting out into monstrous growths, unwieldy and half-organized, anon settling into compact and beautiful shapes of subtlest power and most divine suggestion. But the last state contains nothing more than was either obvious or latent in the first. Man's imagination, like every other known power, works by fixed laws, the existence and operation of which it is possible to trace; and it works upon the same material,--the external universe, the mental and moral constitution of man and his social relations. Hence, diverse as may seem at first sight the results among the cultured Europeans and the debased Hottentots, the philosophical Hindoos and the Red Indians of the Far West, they present, on a close examination, features absolutely identical. The outlines of a story-plot among savage races are wilder and more unconfined; they are often a vast unhidebound corpse, but one that bears no distant resemblance to forms we think more reasonable only because we find it difficult to let ourselves down to the level of savage ignorance, and to lay aside the data of thought which have been won for us by the painful efforts of civilization. The incidents, making all due allowance for these differences and those of climate and physical surroundings, are not merely alike; they are often indistinguishable. It cannot, of course, be expected that the characters of the actors in these stories will be drawn with skill, or indeed that any attention will be paid to them. Character-study is a late development. True: we ought not to overlook the fact that we have to do with barbarous ideals. In a rudimentary state of civilization the passions, like the arts, are distinguished not by subtlety and complexity, but by simplicity and violence of contrast. This may account to some extent for what seems to us repulsive, inconsistent or impossible. But we must above all things beware of crediting the story-teller with that degree of conscious art which is only possible in an advanced culture and under literary influences. Indeed, the researches which are constantly extending the history of human civilization into a remoter and remoter past, go everywhere to show that story-telling is an inevitable and wholly unconscious growth, probably arising, as we shall see in the next chapter, out of narratives believed to record actual events.
I need not stop now to illustrate this position, which is no new one, and the main lines of which I hope will be rendered apparent in the course of this volume. But it is necessary, perhaps, to point out that, although these are the premises from which I start, the limitations imposed by a work of the size and pretensions of this one will not allow me to traverse more than a very small corner of the field here opened to view. It is, therefore, not my intention to attempt any formal proof of the foregoing generalizations. Rather I hope that if any reader deem it proper to require the complete evidence on which they rest, he will be led to further investigations on his own behalf. His feet, I can promise him, will wander along flowery paths, where every winding will bring him fresh surprises, and every step discover new sources of enjoyment.
The stories with which we shall deal in the following pages are vaguely called Fairy Tales. These we may define to be: Traditionary narratives not in their present form relating to beings held to be divine, nor to cosmological or national events, but in which the supernatural plays an essential part. It will be seen that literary tales, such as those of Hans Andersen and Lord Brabourne, based though they often are upon tradition, are excluded from Fairy Tales as thus defined. Much no doubt might be said both interesting and instructive concerning these brilliant works. But it would be literary criticism, a thing widely different from the scientific treatment of Fairy Tales. The Science of Fairy Tales is concerned with tradition, and not with literature. It finds its subjects in the stories which have descended from mouth to mouth from an unknown past; and if reference be occasionally made to works of conscious literary art, the value of such works is not in the art they display, but the evidence they yield of the existence of given tales in certain forms at periods and places approximately capable of determination: evidence, in a word, which appropriates and fixes a pre-existing tradition. But even in this they are inferior in importance to historical or topographical works, where we frequently meet with records of the utmost importance in considering the origin and meaning of Folk-tales.
Literature, in short, of whatever kind, is of no value to the student of Fairy Tales, as that phrase is here used, save as a witness to Tradition. Tradition itself, however, is variable in value, if regard be had alone to purity and originality. For a tribe may conceivably be so isolated that it is improbable that any outside influence can have affected its traditions for a long series of generations; or on the other hand it may be in the highway of nations. It may be physically of a type unique and unalloyed by foreign blood; or it may be the progeny of a mingling of all the races on the earth. Now it is obvious that if we desire to reason concerning the wide distribution, or the innate and necessary character of any idea, or of any story, the testimony of a given tribe or class of men will vary in proportion to its segregation from other tribes and classes: where we can with most probability exclude outside influence as a factor in its mental evolution, there we shall gather evidence of the greatest value for the purpose of our argument.
If we turn first to some of the Celtic nations, we find a social state in which the art of story-telling has received a high degree of attention. The late Mr. J. F. Campbell, to whom the science of Folklore owes an incalculable debt, describes a condition of things in the Western Highlands extremely favourable to the cultivation of folk-tales. Quoting from one of his most assiduous collectors, he says that most of the inhabitants of Barra and South Uist are Roman Catholics, unable to speak English or to read or write. Hence it is improbable that they can have borrowed much from the literature of other nations. Among these people in the long winter nights the recitation of tales is very common. They gather in crowds at the houses of those who are reputed to be good tale-tellers. Their stories frequently relate to the exploits of the Ossianic heroes, of whose existence they are as much convinced as ordinary English folk are of the existence and deeds of the British army in its most recent wars. During the tales "the emotions of the reciters are occasionally very strongly excited, and so also are those of the listeners, almost shedding tears at one time, and giving way to loud laughter at another. A good many of them firmly believe in all the extravagance of these stories." Another of his collectors, a self-educated workman in the employ of the Duke of Argyll, writing more than thirty years ago to him, speaks of what used to take place about Loch Lomond upwards of fifty years before--that is to say, about the beginning of the present century. The old people then would pass the winter evenings telling each other traditional stories. These chiefly concerned freebooters, and tribal raids and quarrels, and included descriptions of the manners, dress and weapons of their ancestors and the hardships they had to endure. The youngsters also would gather, and amuse themselves with games or the telling of tales of a more romantic cast. But the chief story-tellers appear to have been the tailors and shoemakers, who were literally journeymen, going from house to house in search of work. As they travelled about, they picked up great numbers of tales, which they repeated; "and as the country people made the telling of these tales, and listening to hear them, their winter night's amusement, scarcely any part of them would be lost." In these tales Gaelic words were often used which had dropped out of ordinary parlance, giving proof of careful adherence to the ancient forms; and the writer records that the previous year he had heard a story told identical with one he had heard forty years before from a different man thirty miles away; and this story contained old Gaelic words the meaning of which the teller did not know. A gamekeeper from Ross-shire also testified to similar customs at his native place: the assemblies of the young to hear their elders repeat, on winter nights, the tales they had learned from their fathers before them, and the renown of the travelling tailor and shoemaker. When a stranger came to the village it was the signal for a general gathering at the house where he stayed, to listen to his tales. The goodman of the house usually began with some favourite tale, and the stranger was expected to do the rest. It was a common saying: "The first tale by the goodman, and tales to daylight by the guest." The minister, however, came to the village in 1830, and the schoolmaster soon followed, with the inevitable result of putting an end to these delightful times.
M. Braga, the Portuguese scholar, quotes an old French writer, Jean le Chapelain, as recording a custom in Normandy similar to that of Ross-shire, that the guest was always expected to repay hospitality by telling tales or singing songs to his host. And he states that the emigrants from Portugal to Brazil took this custom with them. In Gascony M. Arnaudin formed his collection of tales a few years ago by assisting at gatherings like those just described in Brittany, as well as at marriages and at various agricultural festivals.
Similar customs existed in Wales within living memory, and in remote districts they probably exist to-day. If they do not now continue in England, it is at least certain that our forefathers did not differ in this respect from their neighbours. A writer of the seventeenth century, in enumerating the causes of upholding "the damnable doctrine of witchcraft," mentions: "Old wives' fables, who sit talking and chatting of many false old stories of Witches and Fairies and Robin Goodfellow, and walking spirits and the dead walking again; all of which lying fancies people are more naturally inclined to listen after than to the Scriptures." And if we go further back we find in chapter clv. of the printed editions of the "Gesta Romanorum" an interesting picture of domestic life. The whole family is portrayed gathering round the fire in the winter evenings and beguiling the time by telling stories. Such we are informed was the custom among the higher classes. It was, indeed, the custom among all classes, not only in England but on the Continent, throughout the Middle Ages. The eminent French antiquary, Paul Lacroix, speaks of wakes, or evening parties, where fairy tales and other superstitions were propagated, as having a very ancient origin. He states that they are still the custom in most of the French provinces, and that they formed important events in the private lives of the peasants.
Such a woman as is here described is a born story-teller; and her art, as exhibited in the tales attributed to her in Dr. Pitr?'s collection, reaches perhaps the highest point possible in tradition. Women are usually the best narrators of nursery tales. Most of the modern collections, from that of the brothers Grimm downwards, owe their choicest treasures to women. In the Panjab, however, Captain Temple ascribes to children marvellous power of telling tales, which he states they are not slow to exercise after sunset, when the scanty evening meal is done and they huddle together in their little beds beneath the twinkling stars, while the hot air cools, the mosquito sings, and the village dogs bark at imaginary foes. The Rev. Hinton Knowles' collection was gathered in Cashmere apparently from men and boys only; but all classes contributed, from the governor and the pandit down to the barber and the day-labourer, the only qualification being that they should be entirely free from European influence.
But the art of story-telling has not everywhere given rise to a professional class. When the Malagasy receive friends at their houses, they themselves recount the deeds of their ancestors, which are handed down from father to son, and form the principal topic of conversation. So, too, the savage Ahts of Vancouver Island sit round their fires singing and chatting; "and the older men, we are told, lying and bragging after the manner of story-tellers, recount their feats in war, or the chase, to a listening group." Mr. Im Thurn has drawn an interesting picture of the habits at night of the Indian tribes of Guiana. The men, if at home, spend the greater part of the day in their hammocks, smoking, "and leisurely fashioning arrowheads, or some such articles of use or of ornament.... When the day has at last come to an end, and the women have gathered together enough wood for the fires during the night, they, too, throw themselves into their hammocks; and all talk together. Till far into the night the men tell endless stories, sometimes droning them out in a sort of monotonous chant, sometimes delivering them with a startling amount of emphasis and gesticulation. The boys and younger men add to the noise by marching round the houses, blowing horns and playing on flutes. There is but little rest to be obtained in an Indian settlement by night. These people sleep, as dogs do, without difficulty, for brief periods, but frequently and indifferently by day or night as may be convenient. The men, having slept at intervals during the day, do not need night-rest; the women are not considered in the matter. At last, in the very middle of their stories, the party drops off to sleep; and all is quiet for a short while. Presently some woman gets up to renew the fires, or to see to some other domestic work. Roused by the noise which she makes, all the dogs of the settlement break into a chorus of barks and yelps. This wakes the children, who begin to scream. The men turn in their hammocks, and immediately resume their stories, apparently from the point at which they left off, and as if they had never ceased. This time it is but a short interruption to the silence of the night; and before long everything again becomes quiet, till some new outbreak is caused, much as was the last. In the very middle of the night there are perhaps some hours of quiet. But about an hour before dawn, some of the men having to go out to hunt, effectually wake everybody about them by playing flutes, or beating drums, as they go to bathe before leaving the settlement."
But the folk-tale cannot be separated in this inquiry from the folk-song with which, in its origin and development, it is so closely connected. In India there are, or were until recent years, everywhere professional bards; and the stories told in Indian villages are frequently the substance of the chants of these bards. More than this, the line between singing and narration is so faintly drawn, that the bards themselves often interpose great patches of prose between the metrical portions of their recitations. Fairs, festivals, and marriages all over India are attended by the bards, who are always ready to perform for pay and drink. Mr. Leland believes the stories he obtained from the Christian Algonkins of New England, concerning the ancient heroes of the race and other mythical personages, to have once been delivered as poems from generation to generation and always chanted. The deeds of Maori warriors are handed down in song; just as we find in Beowulf, the story of Hrothgar's ancestors was sung before his own companions-in-arms by his gleemen to the accompaniment of some instrument after the mead cup had gone round. The Roman historian attests the prevalence among the German tribes of ancient songs, which he expressly mentions as their only kind of memory or record,--thus showing that all their tales, whether mythologic or heroic, were for better preservation cast into metrical form. Some of these, enshrining the deeds of their heroes, were chanted on going into battle, in order to arouse the warriors' courage. And as far back as the light of history, or of literature, penetrates, not only the Teutonic, but also the Celtic nations loved to have their actions celebrated thus. To a Welsh king his household bard was as necessary as his domestic chaplain, or his court physician, and in the ancient laws his duties, his precedence, his perquisites, and even the songs he was expected to sing, are minutely prescribed. The bards were organized into a regular order, or college, with an official chief. They were not merely singers or poets, but also tale-tellers; and from the Mabinogion we gather that listening to songs and tales was one of the habitual, if not daily pastimes, of a court.
The literary touches here spoken of were probably not impromptu. But it must be admitted that the tendency to insert local colouring and "gag" is almost irresistible amongst the Arabs. Dr. Steere notices it as a characteristic of the story-tellers of the Swahili, a people of mixed Arab and Negro descent at Zanzibar; and it is perhaps inevitable in a professional reciter whose audience, like himself, is restless and vivacious in so high a degree. The only case in which any restraint would be certain to be felt is where a narrative believed to be of religious import is given. Under the influence of religious feeling the most mobile of races become conservative; and traditions of a sacred character are the most likely of all to be handed down unchanged from father to son. Directly we get outside the charmed circle of religious custom, precept, and story, the awe which has the most powerful effect in preserving tradition intact ceases to work; and we are left to a somewhat less conservative force of habit to retain the old form of words and the time-honoured ceremonies. Still this force is powerful; the dislike of voluntary change forbids amendment even of formularies which have long ceased to be understood, and have often become ridiculous because their meaning has been lost. It is by no means an uncommon thing for the rustic story-teller to be unable to explain expressions, and indeed whole episodes, in any other way than Uncle Remus, when called upon to say who Miss Meadows was: "She wuz in de tale, Miss Meadows en de gals wuz, en de tale I give you like hi't wer' gun ter me." Dr. Steere, speaking of a collection of Swahili tales by M. Jablonsky which I think has never been published, tells us that almost all of the tales had "sung parts," and of some of these even they who sang them could scarcely explain the meaning. Here we may observe the connection with the folk-song; and it is a strong evidence of adherence to ancient tradition. Frequently in Dr. Steere's own experience the skeleton of the story seemed to be contained in these snatches of song, which were connected together by an account, apparently extemporized, of the intervening history. In these latter portions, if the hypothesis of extemporization were correct, the words of course would be different, but the substance might remain untouched. I suspect, however, that the extemporization was nothing like so complete as the learned writer imagined, but rather that the tale, as told with song and narrative mingled, was in a state of gradual decay or transition from verse to prose, and that the prose portions were, to almost as great an extent as the verse, traditional.
Nor must we overlook the effect of dramatic and pantomimic action. At first sight action, like that of Messia or the Arab reciter, might seem to make for freedom in narration. But it may well be questioned if this be so to any great extent. For in a short time certain attitudes, looks, and gestures become inseparably wedded, not only in the actor's mind, but also in the minds of the audience who have grown accustomed to them, with the passages and the very words to which they are appropriate. The eye as well as the ear learns what to expect, with results proportioned to the comparative values of those two senses as avenues of knowledge. The history of the stage, the observation of our own nurseries, will show with how much suspicion any innovation on the mode of interpreting an old favourite is viewed.
To sum up: it would appear that national differences in the manner of story-telling are for the most part superficial. Whether told by men to men in the bazaar or the coffee-house of the East, or by old men or women to children in the sacred recesses of the European home, or by men to a mixed assembly during the endless nights of the Arctic Circle, or in the huts of the tropical forest, and notwithstanding the license often taken by a professional reciter, the endeavour to render to the audience just that which the speaker has himself received from his predecessors is paramount. The faithful delivery of the tradition is the principle underlying all variation of manner; and it is not confined to any one race or people. It is not denied that changes do take place as the story passes from one to another. This indeed is the inevitable result of the play of the two counteracting forces just described--the conservative tendency and the tendency to variation. It is the condition of development; it is what makes a science of Folk-tales both necessary and possible. Nor can it be denied that some changes are voluntary. But the voluntary changes are rare; and the involuntary changes are only such as are natural and unavoidable if the story is to continue its existence in the midst of the ever-shifting social organism of humanity. The student must, therefore, know something of the habits, the natural and social surroundings, and the modes of the thought of the people whose stories he examines. But this known, it is not difficult to decipher the documents.
There is, however, one caution--namely, to be assured that the documents are gathered direct from the lips of the illiterate story-teller, and set down with accuracy and good faith. Every turn of phrase, awkward or coarse though it may seem to cultured ears, must be unrelentingly reported; and every grotesquery, each strange word, or incomprehensible or silly incident, must be given without flinching. Any attempt to soften down inconsistencies, vulgarities or stupidities, detracts from the value of the text, and may hide or destroy something from which the student may be able to make a discovery of importance to science. Happily the collectors of the present day are fully alive to this need. The pains they take to ensure correctness are great, and their experiences in so doing are often very interesting. Happily, too, the student soon learns to distinguish the collections whose sincerity is certain from those furbished up by literary art. The latter may have purposes of amusement to serve, but beyond that they are of comparatively little use.
FOOTNOTES:
Campbell, vol. i. pp. xii. xiv. lvii.
Introduction to Romero, p. x.; Arnaudin, p. 5.
Thomas Ady, "A Candle in the Dark" ; "Gesta Romanorum," Introd., p. xxv. ; Lacroix, p. 100.
Pitr?, vol. iv. p. xvii.
"Wide-awake Stories," p. 1; Knowles, p. ix.
White, vol. i. p. vi.; Sir G. Grey, p. vii.; Gill, p. xx.; Rink, pp. 83, 85.
Ellis, "History of Madagascar," vol. i. p. 264; Sproat, "Scenes and Studies of Savage Life," p. 51; Im Thurn, pp. 215, 216.
Temple, "Legends of the Panjab," vol. i. p. v.; Thorburn, p. 172; Leland, p. 12; Taylor, p. 306; "Beowulf," lay 16; Tacitus, "Germania," cc., 2, 3; "Ancient Laws and Institutions of Wales" , pp. 15, 35, &c.
Burton, "Nights," vol. x. p. 163; "Revue des Trad. Pop." vol. iv. p. 6. In Greece and Albania, however, the viol would seem not to be used. Women are the chief reciters. Von Hahn, vol. i. p. ix.
Spitta Bey, p. viii.
Steere, pp. v., vii.
Rink, p. 85; Grimm, "M?rchen," p. vii.
SAVAGE IDEAS.
Fairy Tales of both these classes are compounded of incidents which are the common property of many nations, and not a few whereof are known all over the habitable globe. In some instances the whole plot, a more or less intricate one, is found among races the most diverse in civilization and character. Where the plot is intricate, or contains elements of a kind unlikely to have originated independently, we may be justified in suspecting diffusion from one centre. Then it is that the history and circumstances of a nation become important factors in the inquiry; and upon the purity of blood and the isolation from neighbouring races may depend our decision as to the original or derivative character of such a tradition. Sometimes the passage of a story from one country to another can be proved by literary evidence. This is markedly the case with Apologues and Facetious Tales, two classes of traditions which do not come within the purview of the present work. But the story has then passed beyond the traditional stage, or else such proof could not be given. In tracing the history of a folk-tale which has entered into literature, the problem is to ascertain how far the literary variations we meet with may have been influenced by pre-existing traditional tales formed upon similar lines. In general, however, it may be safely said of Fairy Tales that the argument in favour of their propagation from a single centre lacks support. The incidents of which they are composed are based upon ideas not peculiar to any one people, ideas familiar to savages everywhere, and only slowly modified and transformed as savagery gives way to barbarism, and barbarism to modern civilization and scientific knowledge of the material phenomena of the universe. The ideas referred to are expressed by races in the lower culture both in belief and in custom. And many of the tales which now amuse our children appear to have grown out of myths believed in the most matter-of-fact way by our remote forefathers; while others enshrine relics of long-forgotten customs and modes of tribal organization.
There is one habit of thought familiar to savage tribes that to us, trained through long centuries of progressive knowledge, seems in the highest degree absurd and even incomprehensible. As a matter of every-day practice we cannot, if we would, go back to that infantine state of mind which regards not only our fellow men and women, but all objects animate and inanimate around us, as instinct with a consciousness, a personality akin to our own. This, however, is the savage philosophy of things. To a large proportion of human beings at the present day beasts and birds, trees and plants, the sea, the mountains, the wind, the sun, the moon, the clouds and the stars, day and night, the heaven and the earth, are alive and possessed of the passions and the cunning and the will they feel within themselves. The only difference is that these things are vastly cleverer and more powerful than men. Hence they are to be dreaded, to be appeased--if possible, to be outwitted--even, sometimes, to be punished. We may observe this childish habit of thought in our nurseries to-day when one of our little ones accidentally runs against the table, and forthwith turns round to beat the senseless wood as if it had voluntarily and maliciously caused his pain; or when another, looking wistfully out of window, adjures the rain in the old rhyme:
"Rain, rain, go away! Come again another day!"
Poets, too, and orators in their loftiest moods revert to language and modes of expression which have no meaning apart from this belief in the conscious animation of every object in the world. They may move us for the moment by their utterances; but we never take their raptures literally. To the savage, however, it is no figure of speech to call upon the sun to behold some great deed, or to declare that the moon hides her face; to assert that the ocean smiles, or that the river swells with rage, and overwhelms a wayfarer who is crossing it, or an unsuspecting village on its banks. These phrases for him fit the facts of nature as closely as those which record that the man eats or the boy runs. Nay, what would seem incredible to him would be to deny that the sun can see or the moon hide her face, the ocean smile or the river become enraged. Conscious personality and human emotions are visible to him everywhere and in all things.
It matters not to the savage that human form and speech are absent. These are not necessary, or, if they are, they can be assumed either at will or under certain conditions. For one of the consequences, or at least one of the accompaniments, of this stage of thought is the belief in change of form without loss of individual identity. The bear whom the savage meets in the woods is too cunning to appear and do battle with him as a man; but he could if he chose. The stars were once men and women. Sun and moon, the wind and the waters, perform all the functions of living beings: they speak, they eat, they marry and have children. Rocks and trees are not always as immovable as they appear: sometimes they are to be seen as beasts or men, whose shapes they still, it may be, dimly retain.
The belief in metamorphosis involves opinions on the subject of death which are worth a moment's pause. Death is a problem to all men, to the savage as to the most civilized. Least of any can the savage look upon it as extinction. He emphatically believes that he has something within him that survives the dissolution of his outward frame. This is his spirit, the seat of his consciousness, his real self. As he himself has a spirit, so every object in the world has a spirit. He peoples the universe, as he knows it, with spirits akin to his own. It is to their spirits that all the varied objects around him, all the phenomena observable by day or by night, owe the consciousness, the personality, I have already tried to describe. These spirits are separable from the material form with which they are clad. When the savage sleeps, his spirit goes forth upon various adventures. These adventures he remembers as dreams; but they are as veritable as his waking deeds; and he awakes when his spirit returns to him. In his dreams he sees his friends, his foes; he kills imaginary bears and venison. He knows therefore that other men's spirits travel while their bodies sleep and undergo adventures like his own, and in company often with his spirit. He knows that the spirits of wild animals range abroad and encounter his spirit. What is death but the spirit going forth to return no more? Rocks and rivers perhaps cannot die, or at least their life immeasurably exceeds that of men. But the trees of the forest may, for he can cut them down and burn them. Yet, inasmuch as it is the nature of a body to have an indwelling spirit, death--the permanent severing of body and spirit--cannot occur naturally: it must be due to the machination of some enemy, by violence, by poison, or by sorcery.
The spirit that has gone forth for ever is not, by quitting its bodily tenement, deprived of power offensive and defensive. It is frequently impelled by hostile motives to injure those yet in the flesh; and it must, therefore, be appeased, or deceived, or driven away. This is the end and aim of funeral rites: this is the meaning of many periodical ceremonies in which the whole tribe takes part. For the same reason, when the hunter slays a powerful animal, he apologizes and lays the blame on his arrows or his spear, or on some one else. For the same reason the woodman, when he cuts down a tree, asks permission to do so and offers sacrifices, and he provides a green sprig to stick into the stump as soon as the tree falls, that it may be a new home for the spirit thus dislodged. For since the spirit is neither slain, nor deprived of power, by destruction of the body, or by severance from the body, it may find another to dwell in. Spirits of dead men, like other spirits, may assume fresh bodies, new forms, and forms not necessarily human. A favourite form is that of a snake: it was as a snake that the spirit of Anchises appeared and accepted the offerings made by his pious son. In their new forms the spirits of the dead are sometimes, as in this case, kindly, at other times malicious, but always to be treated with respect, always to be conciliated; for their power is great. They can in their turn cause disease, misfortune, death.
Another characteristic of the mental condition I am describing must not be omitted. Connection of thought, even though purely fortuitous, is taken to indicate actual connection of the things represented in thought. This connection is, of course, often founded on association of time or place, and once formed it is not easily broken. For example, any object once belonging to a man recalls the thought of him. The connection between him and that object is therefore looked upon as still existing, and he may be affected by the conduct shown towards it. This applies with special force to such objects as articles of clothing, and still more to footprints and to spittle, hair, nail-parings and excrement. Injury to these with malicious intent will hurt him from whom they are derived. In the same way a personal name is looked upon as inseparable from its owner; and savages are frequently careful to guard the knowledge of their true names from others, being content to be addressed and spoken of by a nickname, or a substituted epithet. The reason of this is that the knowledge of another's name confers power over that other: it is as though he, or at least an essential part of him, were in the possession of the person who had obtained the knowledge of his name. It is perhaps not an unfair deduction from the same premises that endows an image with the properties of its prototype--nay, identifies it with its prototype. This leads on the one hand to idol-worship, and on the other hand to the rites of witchcraft wherein the wizard is said to make a figure of a man, call it by his name, and then transfix it with nails or thorns, or burn it, with the object of causing pain and ultimately death to the person represented. Nor is a very different process of thought discernible in the belief that by eating human or other flesh the spirit formerly animating it can be transferred to the eater. So a brave enemy is devoured in the hope of acquiring his bravery; and a pregnant woman is denied the flesh of hares and other animals whose qualities it is undesirable her children should have.
To minds guiltless of inductive reasoning an accidental coincidence is a sure proof of cause and effect. Travellers' tales are full of examples of misfortunes quite beyond foresight or control, but attributed by the savages among whom the narrators have sojourned to some perfectly innocent act on their part, or merely to their presence, or to some strange article of their equipment. Occasionally the anger of the gods is aroused by these things; and missionaries, in particular, have suffered much on this account. But sometimes a more direct causation is imagined, though it is probably not always easy to distinguish the two cases. Omens also are founded upon accidental coincidences. The most lively imagination may fail to trace cause and effect between the meeting of a magpie at setting out and a fruitless errand following, or between a certain condition of the entrails of an animal sacrificed and a victory or defeat thereafter. But the imagination is not to be beaten thus. If the magpie did not cause failure, at all events it foretold it; and the look of the entrails was an omen of the gain or loss of the battle.
Again, a merely fanciful resemblance is a sufficient association to establish actual connection. Why do the Bushmen kindle great fires in time of drought, if not because of the similarity in appearance between smoke and rain-clouds? Such resemblances, to give a familiar instance, have fastened on certain rocks and stones many legends of transformation in conformity with the belief already discussed; and they account for a vast variety of symbolism in the rites and ceremonies of nations all over the world.
I do not of course pretend that the foregoing is a complete account of the mental processes of savage peoples. Still less have I attempted to trace the history of the various characteristics mentioned, or to show the order of their evolution. To attempt either of these things would be beyond the scope of the present work. I have simply enumerated a few of the elements in the psychology of men in a low state of culture which it is needful to bear in mind in order to understand the stories we are about to examine. In those stories we shall find many impossibilities, many absurdities and many traces of customs repulsive to our modes of thought and foreign to our manners. The explanation is to be obtained, not by speculations based on far-fetched metaphors supposed to have existed in the speech of early races, nor in philological puzzles, but by soberly inquiring into the facts of barbarian and savage life and into the psychological phenomena of which the facts are the outcome. The evidence of these facts and phenomena is to be found scattered up and down the pages of writers of every age, creed and country. On hardly any subject have men of such different degrees of learning, such various and opposite prejudices, left us their testimony--testimony from the nature of the subject more than ordinarily liable to be affected by prejudice, and by the limitations of each witness's powers of observation and opportunities of ascertaining the truth. But after all deductions for prejudice, mistake, inaccuracy and every other shortcoming, there is left a strong, an invincible consensus of testimony, honest, independent and full of undesigned corroborations, to the development of the mind of all races in the lower culture along the lines here indicated. Nay, more; the numerous remains of archaic institutions, as well as of beliefs among the most advanced nations, prove that they too have passed through the very same stages in which we find the most backward still lingering--stages which the less enlightened classes even of our own countrymen at the present day are loth to quit. And the further we penetrate in these investigations, the more frequent and striking are the coincidences between the mental phenomena already described which are still manifested by savage peoples, and those of which the evidence has not yet disappeared from our own midst.
Nor need we be surprised at this, for the root whence all these phenomena spring is the predominance of imagination over reason in the uncivilized. Man, while his experience is limited to a small tract of earth, and his life is divided between a struggle with nature and his fellow-man for the permission and the means to live, on the one hand, and seasons of idleness, empty perforce of every opportunity and every desire for improving his condition, on the other, cannot acquire the materials of a real knowledge of his physical environment. His only data for interpreting the world and the objects it contains, so far as he is acquainted with them, are his own consciousness and his own emotions. Upon these his drafts are unbounded; and if he have any curiosity about the origin and government of things, his hypotheses take the shape of tales in which the actors, whatever form they bear, are essentially himself in motive and deed, but magnified and distorted to meet his wishes or his fears, or the conditions of the problem as presented to his limited vision. The thought which is the measure of his universe is as yet hardly disciplined by anything beyond his passions.
These are the premises whence we set out, and the principles which will guide us, in the study on which we are about to enter. The name of Fairy Tales is legion; but they are made up of incidents whose number is comparatively limited. And though it would be impossible to deal adequately with more than a small fraction of them in a work like the present, still a selection may be so treated as to convey a reasonably just notion of the application of the principles laid down and of the results to be obtained. In making such a selection several interesting groups of stories, unconnected as between themselves, might be chosen for consideration. The disadvantage of this course would be the fragmentary nature of the discussions, and consequently of the conclusions arrived at. It is not wholly possible to avoid this disadvantage in any mode of treatment; but it is possible to lessen it. I propose, therefore, to deal with a few of the most interesting sagas relative to the Fairy Mythology strictly so called. We shall thus confine our view to a well-defined area, in the hope that we may obtain such an idea of it as in its main lines at all events may be taken to be fairly true to the facts, and that we may learn who really were these mysterious beings who played so large a part in our fathers' superstitions. As yet, however, we must not be disappointed if we find that the state of scientific inquiry will not admit of many conclusions, and such as we may reach can at present be stated only tentatively and with caution. Science, like Mr. Fox in the nursery tale, writes up over all the doors of her palace:
"Be bold, be bold, but not too bold."
Many a victim has found to his cost what it meant to disregard this warning.
FOOTNOTES:
I have not thought it necessary to illustrate at length the characteristics of savage thought enumerated above. They are exhaustively discussed by Dr. Tylor in "Primitive Culture," Sir John Lubbock in "The Origin of Civilization," Mr. Andrew Lang in "Myth Ritual and Religion," and some of them by Mr. J. G. Frazer in "Totemism," and more recently in "The Golden Bough," published since these pages were written.
FAIRY BIRTHS AND HUMAN MIDWIVES.
Stories of midwives who have been summoned to the birth of fairies--Human visitors to Fairyland must not eat there--The reason--Fairies' gratitude--The conditions of fairy gifts.
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