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Translator: A. A. Brill
Leonardo da Vinci
A PSYCHOSEXUAL STUDY OF AN INFANTILE REMINISCENCE
BY PROFESSOR DR. SIGMUND FREUD, LL.D.
TRANSLATED BY
A. A. BRILL, PH.B., M.D.
Lecturer in Psychoanalysis and Abnormal Psychology, New York University
NEW YORK MOFFAT, YARD & COMPANY 1916
MOFFAT, YARD & COMPANY
FACING PAGE
Mona Lisa 78
Saint Anne 86
John the Baptist 94
LEONARDO DA VINCI
When psychoanalytic investigation, which usually contents itself with frail human material, approaches the great personages of humanity, it is not impelled to it by motives which are often attributed to it by laymen. It does not strive "to blacken the radiant and to drag the sublime into the mire"; it finds no satisfaction in diminishing the distance between the perfection of the great and the inadequacy of the ordinary objects. But it cannot help finding that everything is worthy of understanding that can be perceived through those prototypes, and it also believes that none is so big as to be ashamed of being subject to the laws which control the normal and morbid actions with the same strictness.
Leonardo da Vinci was admired even by his contemporaries as one of the greatest men of the Italian Renaissance, still even then he appeared as mysterious to them as he now appears to us. An all-sided genius, "whose form can only be divined but never deeply fathomed," he exerted the most decisive influence on his time as an artist; and it remained to us to recognize his greatness as a naturalist which was united in him with the artist. Although he left masterpieces of the art of painting, while his scientific discoveries remained unpublished and unused, the investigator in him has never quite left the artist, often it has severely injured the artist and in the end it has perhaps suppressed the artist altogether. According to Vasari, Leonardo reproached himself during the last hour of his life for having insulted God and men because he has not done his duty to his art. And even if Vasari's story lacks all probability and belongs to those legends which began to be woven about the mystic master while he was still living, it nevertheless retains indisputable value as a testimonial of the judgment of those people and of those times.
What was it that removed the personality of Leonardo from the understanding of his contemporaries? Certainly not the many sidedness of his capacities and knowledge, which allowed him to install himself as a player of the lyre on an instrument invented by himself, in the court of Lodovico Sforza, nicknamed Il Moro, the Duke of Milan, or which allowed him to write to the same person that remarkable letter in which he boasts of his abilities as a civil and military engineer. For the combination of manifold talents in the same person was not unusual in the times of the Renaissance; to be sure Leonardo himself furnished one of the most splendid examples of such persons. Nor did he belong to that type of genial persons who are outwardly poorly endowed by nature, and who on their side place no value on the outer forms of life, and in the painful gloominess of their feelings fly from human relations. On the contrary he was tall and symmetrically built, of consummate beauty of countenance and of unusual physical strength, he was charming in his manner, a master of speech, and jovial and affectionate to everybody. He loved beauty in the objects of his surroundings, he was fond of wearing magnificent garments and appreciated every refinement of conduct. In his treatise on the art of painting he compares in a significant passage the art of painting with its sister arts and thus discusses the difficulties of the sculptor: "Now his face is entirely smeared and powdered with marble dust, so that he looks like a baker, he is covered with small marble splinters, so that it seems as if it snowed on his back, and his house is full of stone splinters, and dust. The case of the painter is quite different from that; for the painter is well dressed and sits with great comfort before his work, he gently and very lightly brushes in the beautiful colors. He wears as decorative clothes as he likes, and his house is filled with beautiful paintings and is spotlessly clean. He often enjoys company, music, or some one may read for him various nice works, and all this can be listened to with great pleasure, undisturbed by any pounding from the hammer and other noises."
It is quite possible that the conception of a beaming jovial and happy Leonardo was true only for the first and longer period of the master's life. From now on, when the downfall of the rule of Lodovico Moro forced him to leave Milan, his sphere of action and his assured position, to lead an unsteady and unsuccessful life until his last asylum in France, it is possible that the luster of his disposition became pale and some odd features of his character became more prominent. The turning of his interest from his art to science which increased with age must have also been responsible for widening the gap between himself and his contemporaries. All his efforts with which, according to their opinion, he wasted his time instead of diligently filling orders and becoming rich as perhaps his former classmate Perugino, seemed to his contemporaries as capricious playing, or even caused them to suspect him of being in the service of the "black art." We who know him from his sketches understand him better. In a time in which the authority of the church began to be substituted by that of antiquity and in which only theoretical investigation existed, he the forerunner, or better the worthy competitor of Bacon and Copernicus, was necessarily isolated. When he dissected cadavers of horses and human beings, and built flying apparatus, or when he studied the nourishment of plants and their behavior towards poisons, he naturally deviated much from the commentators of Aristotle and came nearer the despised alchemists, in whose laboratories the experimental investigations found some refuge during these unfavorable times.
The effect that this had on his paintings was that he disliked to handle the brush, he painted less and what was more often the case, the things he began were mostly left unfinished; he cared less and less for the future fate of his works. It was this mode of working that was held up to him as a reproach from his contemporaries to whom his behavior to his art remained a riddle.
Many of Leonardo's later admirers have attempted to wipe off the stain of unsteadiness from his character. They maintained that what is blamed in Leonardo is a general characteristic of great artists. They said that even the energetic Michelangelo who was absorbed in his work left many incompleted works, which was as little due to his fault as to Leonardo's in the same case. Besides some pictures were not as unfinished as he claimed, and what the layman would call a masterpiece may still appear to the creator of the work of art as an unsatisfied embodiment of his intentions; he has a faint notion of a perfection which he despairs of reproducing in likeness. Least of all should the artist be held responsible for the fate which befalls his works.
As plausible as some of these excuses may sound they nevertheless do not explain the whole state of affairs which we find in Leonardo. The painful struggle with the work, the final flight from it and the indifference to its future fate may be seen in many other artists, but this behavior is shown in Leonardo to highest degree. Edm. Solmi cites the expression of one of his pupils: "Pareva, che ad ogni ora tremasse, quando si poneva a dipingere, e per? no diede mai fine ad alcuna cosa cominciata, considerando la grandezza dell'arte, tal che egli scorgeva errori in quelle cose, che ad altri parevano miracoli." His last pictures, Leda, the Madonna di Saint Onofrio, Bacchus and St. John the Baptist, remained unfinished "come quasi intervenne di tutte le cose sue." Lomazzo, who finished a copy of The Holy Supper, refers in a sonnet to the familiar inability of Leonardo to finish his works:
"Protogen che il penel di sue pitture Non levava, agguaglio il Vinci Divo, Di cui opra non ? finita pure."
The slowness with which Leonardo worked was proverbial. After the most thorough preliminary studies he painted The Holy Supper for three years in the cloister of Santa Maria delle Grazie in Milan. One of his contemporaries, Matteo Bandelli, the writer of novels, who was then a young monk in the cloister, relates that Leonardo often ascended the scaffold very early in the morning and did not leave the brush out of his hand until twilight, never thinking of eating or drinking. Then days passed without putting his hand on it, sometimes he remained for hours before the painting and derived satisfaction from studying it by himself. At other times he came directly to the cloister from the palace of the Milanese Castle where he formed the model of the equestrian statue for Francesco Sforza, in order to add a few strokes with the brush to one of the figures and then stopped immediately. According to Vasari he worked for years on the portrait of Monna Lisa, the wife of the Florentine de Gioconda, without being able to bring it to completion. This circumstance may also account for the fact that it was never delivered to the one who ordered it but remained with Leonardo who took it with him to France. Having been procured by King Francis I, it now forms one of the greatest treasures of the Louvre.
When one compares these reports about Leonardo's way of working with the evidence of the extraordinary amount of sketches and studies left by him, one is bound altogether to reject the idea that traits of flightiness and unsteadiness exerted the slightest influence on Leonardo's relation to his art. On the contrary one notices a very extraordinary absorption in work, a richness in possibilities in which a decision could be reached only hestitatingly, claims which could hardly be satisfied, and an inhibition in the execution which could not even be explained by the inevitable backwardness of the artist behind his ideal purpose. The slowness which was striking in Leonardo's works from the very beginning proved to be a symptom of his inhibition, a forerunner of his turning away from painting which manifested itself later. It was this slowness which decided the not undeserving fate of The Holy Supper. Leonardo could not take kindly to the art of fresco painting which demands quick work while the background is still moist, it was for this reason that he chose oil colors, the drying of which permitted him to complete the picture according to his mood and leisure. But these colors separated themselves from the background upon which they were painted and which isolated them from the brick wall; the blemishes of this wall and the vicissitudes to which the room was subjected seemingly contributed to the inevitable deterioration of the picture.
The picture of the cavalry battle of Anghiari, which in competition with Michelangelo he began to paint later on a wall of the Sala de Consiglio in Florence and which he also left in an unfinished state, seemed to have perished through the failure of a similar technical process. It seems here as if a peculiar interest, that of the experimenter, at first re?nforced the artistic, only later to damage the art production.
The character of the man Leonardo evinces still some other unusual traits and apparent contradictions. Thus a certain inactivity and indifference seemed very evident in him. At a time when every individual sought to gain the widest latitude for his activity, which could not take place without the development of energetic aggression towards others, he surprised every one through his quiet peacefulness, his shunning of all competition and controversies. He was mild and kind to all, he was said to have rejected a meat diet because he did not consider it just to rob animals of their lives, and one of his special pleasures was to buy caged birds in the market and set them free. He condemned war and bloodshed and designated man not so much as the king of the animal world, but rather as the worst of the wild beasts. But this effeminate delicacy of feeling did not prevent him from accompanying condemned criminals on their way to execution in order to study and sketch in his notebook their features, distorted by fear, nor did it prevent him from inventing the most cruel offensive weapons, and from entering the service of Cesare Borgia as chief military engineer. Often he seemed to be indifferent to good and evil, or he had to be measured with a special standard. He held a high position in Cesare's campaign which gained for this most inconsiderate and most faithless of foes the possession of the Romagna. Not a single line of Leonardo's sketches betrays any criticism or sympathy of the events of those days. The comparison with Goethe during the French campaign cannot here be altogether rejected.
It is doubtful whether Leonardo ever embraced a woman in love, nor is it known that he ever entertained an intimate spiritual relation with a woman as in the case of Michelangelo and Vittoria Colonna. While he still lived as an apprentice in the house of his master Verrocchio, he with other young men were accused of forbidden homosexual relations which ended in his acquittal. It seems that he came into this suspicion because he employed as a model a boy of evil repute. When he was a master he surrounded himself with handsome boys and youths whom he took as pupils. The last of these pupils Francesco Melzi, accompanied him to France, remained with him until his death, and was named by him as his heir. Without sharing the certainty of his modern biographers, who naturally reject the possibility of a sexual relation between himself and his pupils as a baseless insult to this great man, it may be thought by far more probable that the affectionate relationships of Leonardo to the young men did not result in sexual activity. Nor should one attribute to him a high measure of sexual activity.
The peculiarity of this emotional and sexual life viewed in connection with Leonardo's double nature as an artist and investigator can be grasped only in one way. Of the biographers to whom psychological viewpoints are often very foreign, only one, Edm. Solmi, has to my knowledge approached the solution of the riddle. But a writer, Dimitri Sergewitsch Merejkowski, who selected Leonardo as the hero of a great historical novel has based his delineation on such an understanding of this unusual man, and if not in dry words he gave unmistakable utterance in plastic expression in the manner of a poet. Solmi judges Leonardo as follows: "But the unrequited desire to understand everything surrounding him, and with cold reflection to discover the deepest secret of everything that is perfect, has condemned Leonardo's works to remain forever unfinished." In an essay of the Conferenze Fiorentine the utterances of Leonardo are cited, which show his confession of faith and furnish the key to his character.
That is: One has no right to love or to hate anything if one has not acquired a thorough knowledge of its nature. And the same is repeated by Leonardo in a passage of the Treaties on the Art of Painting where he seems to defend himself against the accusation of irreligiousness:
"But such censurers might better remain silent. For that action is the manner of showing the workmaster so many wonderful things, and this is the way to love so great a discoverer. For, verily great love springs from great knowledge of the beloved object, and if you little know it you will be able to love it only little or not at all."
The value of these utterances of Leonardo cannot be found in that they impart to us an important psychological fact, for what they maintain is obviously false, and Leonardo must have known this as well as we do. It is not true that people refrain from loving or hating until they have studied and became familiar with the nature of the object to whom they wish to give these affects, on the contrary they love impulsively and are guided by emotional motives which have nothing to do with cognition and whose affects are weakened, if anything, by thought and reflection. Leonardo only could have implied that the love practiced by people is not of the proper and unobjectionable kind, one should so love as to hold back the affect and to subject it to mental elaboration, and only after it has stood the test of the intellect should free play be given to it. And we thereby understand that he wishes to tell us that this was the case with himself and that it would be worth the effort of everybody else to treat love and hatred as he himself does.
Leonardo was called the Italian Faust on account of his insatiable and indefatigable desire for investigation. But even if we disregard the fact that it is the possible retransformation of the desire for investigation into the joys of life which is presupposed in the Faust tragedy, one might venture to remark that Leonardo's system recalls Spinoza's mode of thinking.
The transformation of psychic motive power into the different forms of activity is perhaps as little convertible without loss, as in the case of physical powers. Leonardo's example teaches how many other things one must follow up in these processes. Not to love before one gains full knowledge of the thing loved presupposes a delay which is harmful. When one finally reaches cognition he neither loves nor hates properly; one remains beyond love and hatred. One has investigated instead of having loved. It is perhaps for this reason that Leonardo's life was so much poorer in love than those of other great men and great artists. The storming passions of the soul-stirring and consuming kind, in which others experience the best part of their lives, seem to have missed him.
There are still other consequences when one follows Leonardo's dictum. Instead of acting and producing one just investigates. He who begins to divine the grandeur of the universe and its needs readily forgets his own insignificant self. When one is struck with admiration and becomes truly humble he easily forgets that he himself is a part of that living force, and that according to the measure of his own personality he has the right to make an effort to change that destined course of the world, the world in which the insignificant is no less wonderful and important than the great.
When he later made the effort to return from his investigations to the art from which he started he felt that he was disturbed by the new paths of his interest and by the changed nature of his psychic work. In the picture he was interested above all in a problem, and behind this one he saw emerging numerous other problems just as he was accustomed in the endless and indeterminable investigations of natural history. He was no longer able to limit his demands, to isolate the work of art, and to tear it out from that great connection of which he knew it formed part. After the most exhausting efforts to bring to expression all that was in him, all that was connected with it in his thoughts, he was forced to leave it unfinished, or to declare it incomplete.
The artist had once taken into his service the investigator to assist him, now the servant was stronger and suppressed his master.
When we find in the portrait of a person one single impulse very forcibly developed, as curiosity in the case of Leonardo, we look for the explanation in a special constitution, concerning its probable organic determination hardly anything is known. Our psychoanalytic studies of nervous people lead us to look for two other expectations which we would like to find verified in every case. We consider it probable that this very forcible impulse was already active in the earliest childhood of the person, and that its supreme sway was fixed by infantile impressions; and we further assume that originally it drew upon sexual motive powers for its re?nforcement so that it later can take the place of a part of the sexual life. Such person would then, e.g., investigate with that passionate devotion which another would give to his love, and he could investigate instead of loving. We would venture the conclusion of a sexual re?nforcement not only in the impulse to investigate, but also in most other cases of special intensity of an impulse.
Observation of daily life shows us that most persons have the capacity to direct a very tangible part of their sexual motive powers to their professional or business activities. The sexual impulse is particularly suited to yield such contributions because it is endowed with the capacity of sublimation, i.e., it has the power to exchange its nearest aim for others of higher value which are not sexual. We consider this process as proved, if the history of childhood or the psychic developmental history of a person shows that in childhood this powerful impulse was in the service of the sexual interest. We consider it a further corroboration if this is substantiated by a striking stunting in the sexual life of mature years, as if a part of the sexual activity had now been replaced by the activity of the predominant impulse.
In mentioning the concurrence in Leonardo of the powerful investigation impulse with the stunting of his sexual life which was limited to the so-called ideal homosexuality, we feel inclined to consider him as a model example of our third type. The most essential point of his character and the secret of it seems to lie in the fact, that after utilizing the infantile activity of curiosity in the service of sexual interest he was able to sublimate the greater part of his libido into the impulse of investigation. But to be sure the proof of this conception is not easy to produce. To do this we would have to have an insight into the psychic development of his first childhood years, and it seems foolish to hope for such material when the reports concerning his life are so meager and so uncertain; and moreover, when we deal with information which even persons of our own generation withdraw from the attention of the observer.
We know very little concerning Leonardo's youth. He was born in 1452 in the little city of Vinci between Florence and Empoli; he was an illegitimate child which was surely not considered a great popular stain in that time. His father was Ser Piero da Vinci, a notary and descendant of notaries and farmers, who took their name from the place Vinci; his mother, a certain Caterina, probably a peasant girl, who later married another native of Vinci. Nothing else about his mother appears in the life history of Leonardo, only the writer Merejkowski believed to have found some traces of her. The only definite information about Leonardo's childhood is furnished by a legal document from the year 1457, a register of assessment in which Vinci Leonardo is mentioned among the members of the family as a five-year-old illegitimate child of Ser Piero. As the marriage of Ser Piero with Donna Albiera remained childless the little Leonardo could be brought up in his father's house. He did not leave this house until he entered as apprentice--it is not known what year--in the studio of Andrea del Verrocchio. In 1472 Leonardo's name could already be found in the register of the members of the "Compagnia dei Pittori." That is all.
As far as I know Leonardo only once interspersed in his scientific descriptions a communication from his childhood. In a passage where he speaks about the flight of the vulture, he suddenly interrupts himself in order to follow up a memory from very early years which came to his mind.
We have here an infantile memory and to be sure of the strangest sort. It is strange on account of its content and account of the time of life in which it was fixed. That a person could retain a memory of the nursing period is perhaps not impossible, but it can in no way be taken as certain. But what this memory of Leonardo states, namely, that a vulture opened the child's mouth with its tail, sounds so improbable, so fabulous, that another conception which puts an end to the two difficulties with one stroke appeals much more to our judgment. The scene of the vulture is not a memory of Leonardo, but a phantasy which he formed later, and transferred into his childhood. The childhood memories of persons often have no different origin, as a matter of fact, they are not fixated from an experience like the conscious memories from the time of maturity and then repeated, but they are not produced until a later period when childhood is already past, they are then changed and disguised and put in the service of later tendencies, so that in general they cannot be strictly differentiated from phantasies. Their nature will perhaps be best understood by recalling the manner in which history writing originated among ancient nations. As long as the nation was small and weak it gave no thought to the writing of its history, it tilled the soil of its land, defended its existence against its neighbors by seeking to wrest land from them and endeavored to become rich. It was a heroic but unhistoric time. Then came another age, a period of self-realization in which one felt rich and powerful, and it was then that one experienced the need to discover whence one originated and how one developed. The history-writing which then continues to register the present events throws also its backward glance to the past, it gathers traditions and legends, it interprets what survived from olden times into customs and uses, and thus creates a history of past ages. It is quite natural that this history of the past ages is more the expressions of opinions and desires of the present than a faithful picture of the past, for many a thing escaped the people's memory, other things became distorted, some trace of the past was misunderstood and interpreted in the sense of the present; and besides one does not write history through motives of objective curiosity, but because one desires to impress his contemporaries, to stimulate and extol them, or to hold the mirror before them. The conscious memory of a person concerning the experiences of his maturity may now be fully compared to that of history writing, and his infantile memories, as far as their origin and reliability are concerned will actually correspond to the history of the primitive period of a people which was compiled later with purposive intent.
Now one may think that if Leonardo's story of the vulture which visited him in his cradle is only a phantasy of later birth, it is hardly worth while giving more time to it. One could easily explain it by his openly avowed inclination to occupy himself with the problem of the flight of the bird which would lend to this phantasy an air of predetermined fate. But with this depreciation one commits as great an injustice as if one would simply ignore the material of legends, traditions, and interpretations in the primitive history of a people. Notwithstanding all distortions and misunderstandings to the contrary they still represent the reality of the past; they represent what the people formed out of the experiences of its past age under the domination of once powerful and to-day still effective motives, and if these distortions could be unraveled through the knowledge of all effective forces, one would surely discover the historic truth under this legendary material. The same holds true for the infantile reminiscences or for the phantasies of individuals. What a person thinks he recalls from his childhood, is not of an indifferent nature. As a rule the memory remnants, which he himself does not understand, conceal invaluable evidences of the most important features of his psychic development. As the psychoanalytic technique affords us excellent means for bringing to light this concealed material, we shall venture the attempt to fill the gaps in the history of Leonardo's life through the analysis of his infantile phantasy. And if we should not attain a satisfactory degree of certainty, we will have to console ourselves with the fact that so many other investigations about this great and mysterious man have met no better fate.
When we examine Leonardo's vulture-phantasy with the eyes of a psychoanalyst then it does not seem strange very long; we recall that we have often found similar structures in dreams, so that we may venture to translate this phantasy from its strange language into words that are universally understood. The translation then follows an erotic direction. Tail, "coda," is one of the most familiar symbols, as well as a substitutive designation of the male member which is no less true in Italian than in other languages. The situation contained in the phantasy, that a vulture opened the mouth of the child and forcefully belabored it with its tail, corresponds to the idea of fellatio, a sexual act in which the member is placed into the mouth of the other person. Strangely enough this phantasy is altogether of a passive character; it resembles certain dreams and phantasies of women and of passive homosexuals who play the feminine part in sexual relations.
Let the reader be patient for a while and not flare up with indignation and refuse to follow psychoanalysis because in its very first applications it leads to an unpardonable slander of the memory of a great and pure man. For it is quite certain that this indignation will never solve for us the meaning of Leonardo's childhood phantasy; on the other hand, Leonardo has unequivocally acknowledged this phantasy, and we shall therefore not relinquish the expectation--or if you prefer the preconception--that like every psychic production such as dreams, visions and deliria this phantasy, too, must have some meaning. Let us therefore lend our unprejudiced ears for a while to psychoanalytic work which after all has not yet uttered the last word.
We now understand why Leonardo displaced the memory of the supposed experience with the vulture to his nursing period. This phantasy conceals nothing more or less than a reminiscence of nursing--or being nursed--at the mother's breast, a scene both human and beautiful, which he as well as other artists undertook to depict with the brush in the form of the mother of God and her child. At all events, we also wish to maintain, something we do not as yet understand, that this reminiscence, equally significant for both sexes, was elaborated in the man Leonardo into a passive homosexual phantasy. For the present we shall not take up the question as to what connection there is between homosexuality and suckling at the mother's breast, we merely wish to recall that tradition actually designates Leonardo as a person of homosexual feelings. In considering this, it makes no difference whether that accusation against the youth Leonardo was justified or not. It is not the real activity but the nature of the feeling which causes us to decide whether to attribute to some one the characteristic of homosexuality.
Another incomprehensible feature of Leonardo's infantile phantasy next claims our interest. We interpret the phantasy of being wet-nursed by the mother and find that the mother is replaced by a vulture. Where does this vulture originate and how does he come into this place?
It would also be interesting to discover in what way the old Egyptians came to choose the vulture as a symbol of motherhood. As a matter of fact the religion and culture of Egyptians were subjects of scientific interest even to the Greeks and Romans, and long before we ourselves were able to read the Egyptian monuments we had at our disposal some communications about them from preserved works of classical antiquity. Some of these writings belonged to familiar authors like Strabo, Plutarch, Aminianus Marcellus, and some bear unfamiliar names and are uncertain as to origin and time, like the hieroglyphica of Horapollo Nilus, and like the traditional book of oriental priestly wisdom bearing the godly name Hermes Trismegistos. From these sources we learn that the vulture was a symbol of motherhood because it was thought that this species of birds had only female vultures and no males. The natural history of the ancients shows a counterpart to this limitation among the scarebaeus beetles which were revered by the Egyptians as godly, no females were supposed to exist.
But how does impregnation take place in vultures if only females exist? This is fully answered in a passage of Horapollo. At a certain time these birds stop in the midst of their flight, open their vagina and are impregnated by the wind.
Unexpectedly we have now reached a point where we can take something as quite probable which only shortly before we had to reject as absurd. It is quite possible that Leonardo was well acquainted with the scientific fable, according to which the Egyptians represented the idea of mother with the picture of the vulture. He was an omnivorous reader whose interest comprised all spheres of literature and knowledge. In the Codex Atlanticus we find an index of all books which he possessed at a certain time, as well as numerous notices about other books which he borrowed from friends, and according to the excerpts which Fr. Richter compiled from his drawings we can hardly overestimate the extent of his reading. Among these books there was no lack of older as well as contemporary works treating of natural history. All these books were already in print at that time, and it so happens that Milan was the principal place of the young art of book printing in Italy.
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