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I INTRODUCTION: THE APPRECIATION OF MUSIC 1
II EDVARD GRIEG 47
V C?SAR FRANCK 121
VI PETER ILYITCH TSCHA?KOWSKY 149
FACING PAGE
BRAHMS AT THE PIANO Title From a charcoal drawing by W. von Beckerath
GRIEG 49
DVO??K 73
SAINT-SA?NS 99
FRANCK 123
TSCHA?KOWSKY 151
BRAHMS 175
I INTRODUCTION THE APPRECIATION OF MUSIC
I INTRODUCTION THE APPRECIATION OF MUSIC
However interesting may be the study of an art through the personalities of the artists who have produced it, and such study, since art is a mode of human expression, is indeed essential, it must be supplemented by at least some general knowledge of the long continuous evolution in which the work of the most brilliant individual is but a moment, a phase. The quality of a man's work in art, and especially, as will be seen in a moment, in music, depends not alone on the depth of his character and the force of his talent, but also largely on the technical resources he owes to others, on the means for expressing himself that he finds ready to his hand. Whatever his personal powers or limitations, the value of his work will be determined not more by these than by the helps and hindrances of his artistic inheritance.
The great edifice of art, in fact, is like those Gothic cathedrals on which generations of men successively labored; thousands of common workmen hewed their foundation stones; finer minds, architects, smiths, brass founders, glass makers and sculptors, wrought and decorated the superstructures; and the work of each, whatever his personal skill and devotion, was valuable only because it built upon and added to that of all the rest. The soaring spires are firmly based on blocks of stone ploddingly adjusted; the windows, often of such a perfect beauty that they seem created rather than constructed, had nevertheless to be built up bit by bit; and all the marvelous organism of pillars, arches and buttresses is so delicately solid, so precariously stable, that had one stress been miscalculated, one joint inaccurately made, the whole would collapse. So it is with the edifice of art, and particularly with that of music, which depends for its very material on the labors of musicians. Pigments, clay, marble, the materials of the plastic arts, exist already in the world; but the whole ladder of fixed tones on which music is built is the product of man's aesthetic sense, and had to be created slowly and laboriously by many generations of men. The successions of chords which every banjo player strums in his accompaniments were the subject of long trial by the mediaeval composers. The hymn tune that any boy can write is modeled on a symmetrical scheme of phrases developed by countless experimenters. It took men centuries to select and arrange the eight tones of the ordinary scale, and centuries more to learn how to combine them in chords. And the most eloquent modern works depend on this long evolution of resources just as inevitably as the Gothic spire rests on the hewn stones so carefully laid. In the art, as in the cathedral, the seen rests upon the unseen, the beautiful upon the solid, the complex upon the simple, the new upon the old. The product of a thousand artists, music is as dependent on each as the coral reef on the tiny indispensable body of each insect; and on the other hand the individual musician, whatever his ability, is great only as he uses the equipment his fellows have prepared--<
If, then, we would justly value the half dozen composers who have done most for music in our day, we must add to our understanding of them as persons a knowledge of the general development in which they play a part; we must gain some sense of that great process of musical growth from which they inherit their resources, to which they make their various contributions, and in relation to which alone they can be fairly compared and appreciated. After examining the general course of musical history, ascertaining some fundamental principles, and applying these principles to our special judgments, we shall be able to perceive the greatest musicians of our day in their relations, and to get a perspective view of modern music in which they shall take their proper places.
If we wish to get an idea of primeval music, to see from what impulses it took rise, we have only to study the musical activities of children and savages, in whom we have primeval man made contemporary, the remote past brought conveniently into the present to be observed. When we make such a study we find that both children and savages express their feelings by gestures and cries, that under the sway of emotion they either dance or sing. To them quiet, silent feeling is impossible. Are they joyful, they leap and laugh; are they angry, they strike and shout; are they sad, they rock and moan. Moreover, we can discriminate the kinds of feeling that are expressed by these cries and gestures. Roughly speaking, bodily movement is the natural outlet of active vitality, of the joy of life and the lust of living, while it is the more contemplative emotions--love, grief, reverie, devotion--that find vocal utterance. The war-dances and revels of savages, accompanied by drum and tomtom, are gesticulatory; their love-songs and ululations over the dead are vocal. In the same way children in their moments of enthusiasm are wont to march about shouting and stamping in time, all their limbs galvanized with nervous force; and it is when the wave of energy has passed and they sit on the floor engrossed in blocks or dolls that they sing to themselves their curious undulating chants. Even in ourselves we can observe the same tendencies, checked though they be by counter-impulses in our more complex temperaments: when we are gay we walk briskly, clicking our heels in time and perhaps whistling a catch; in our dreamier hours we are quiet, or merely hum a tune under our breath. Thus through all human nature runs the tendency to vent feeling, active and contemplative, in those bodily movements and vocal utterances which underlie the two great generators of music, dance and song.
Such activities, however, are by no means as yet dance and song. At first they are no more than mere reflex actions, as spontaneous and unthinking as the <
But now--and this is the third link of the chain--bodily acts set up mental states, and a man cannot gesticulate or vocalize without feeling the emotions of which his actions are, as we say, expressive. <
Obviously, then, if in the first place the natural outlets of emotional excitement are bodily motions and vocal sounds, if in the second place the observation of such motions and sounds arouses the impulse to imitate them, and if finally this imitation produces again in the imitator the states of mind which first set the whole process going, then these motions and sounds, these inchoate germs of dance and song, possess an enormous latent power of expression, and need only to be systematized to become a wonderfully eloquent language. Such a language, in fact, is music.
At this point, however, it is important not to go too fast. These crude gestures and cries by which primeval man expressed his feelings, though they were the germs out of which music grew, were as yet no more music, which is not only expressive sound, but formed, articulate sound, than an infant's cooings are speech. So far they were mere ebullitions, purposeless and formless; before they could become communicative they must become definite, they must take on some organic structure. Now gestures, bodily movements, are very easily grouped together by means of accent. Every walker knows that it is difficult not to emphasize alternate steps, grouping the unaccented with the accented into a cluster of two. Every waltzer makes a similar grouping of three steps, one accented, the other two subordinate. Some such system of grouping is instinctively adopted whenever we have a series of impressions regularly recurring in time. Let the reader, listening to the ticking of a watch, note how impossible it is to attend to each tick by itself. He will inevitably group them in twos; the accent may come on the first or on the last of the group, but he cannot hear them as exactly equal, any more than in walking he can put exactly equal stress on each step. It was this tendency of the mind to group its impressions on a basis of equal time measurements and unequal accents that led at the dawn of musical history to meter or rhythm, which is as persistent in music as it is in poetry. Metrical form was the natural means of giving definition to bodily movements, and as soon as it was developed enough to produce regular, easily imitated steps out of the chaotic gestures of na?ve feeling, Dance was born.
At first, of course, metrical form was stumbled upon blindly. Having two arms and two legs, men naturally moved with a symmetry that gradually impressed their minds; obliged by the facts of anatomy to group their motions in twos, they soon took the hint, and beat their drums or struck their cymbals accordingly. The primeval dance was doubtless the march. But soon they began to carry out the principle they had thus chanced upon, and despite anatomy devised the group of three. The existence of triple meter is all the proof needed that metrical form is essentially a process of intelligence, not a physical fatality; men grouped their steps or leaps or drum-taps in twos or in threes because such groups were easy to make, to imitate, and to remember. And once perceived, no matter how, such groupings tended to cling, to perpetuate themselves. For they were definite, memorable forms, and they survived all haphazard gestures and vague motions by virtue of the law that what is adapted to its environment will live longer than what is not. In this case the environment was the human mind; and the definite organisms, the metrical forms, survived and developed because the mind could remember them, while all the vague gestures out of which they grew shared the fate of what is indefinite, accidental, inorganic. Thus Dance, which was gesticulation systematized by metrical form, emerged and grew in the human mind, like an animal in a congenial habitat.
For a long while the metrical forms that men could perceive and remember were most rudimentary. Probably it took them centuries to grasp the simple group of three, the basis of such accent-schemes as the waltz and the mazurka. Even to-day, psychologists agree, we are unable to grasp a group of seven, and we perceive larger groups than three only as compounded of the elementary twos and threes. But gradually men learned to recombine their groups in still larger forms, of which the first groups constituted the elements. Just as in chemistry the basic elements like oxygen and hydrogen, nitrogen and carbon, can combine only in a few simple ways, but the compound molecules thus produced can recombine into the myriad substances of organic chemistry, the sugars and starches and all the rest, so the simple dual and triple measures of music can be built into an infinite variety of figures and phrases. In early dance and folk-song a more and more complex metrical plan thus slowly developed. Two or more of the simple groups of beats, called measures, were combined into a larger group, a recognizable figure or motif; then again motifs were combined into still larger phrases; and finally, as the musical medium became more definite, plastic and various, phrases were combined in many different types of design, into complete <
Metrical form, however, is not the only sort of form by which sounds can be combined. It is the natural organizing agent of Dance, which, as we have seen, develops out of the movements expressive of men's active impulses; but human nature has also its contemplative side, and this, expressing itself in vocal utterance, undergoes another sort of development and results in Song. What, then, are the means by which Song is defined, by which vocal sounds are organized into intelligible and memorable forms? Before we answer this question it will be well to consider for a moment a more general one. What, in general, is a form?
We shall be helped to define a form in general by looking back to the metrical forms we have just been studying. These, we have seen, are groups or clusters of impressions, held together by some similarity, yet also differentiated by some contrast. The two or three beats of the measure-group are similar in duration, yet different in accent. And without both the similarity and the difference, the unity and the variety, they would not be a group. Without similarity they would be a haphazard collection, a chaos; without difference they would all fuse together in one indistinguishable mass. In other words, they exemplify a general fact about forms--namely, that the elements must be alike enough to be associated, and yet different enough to be discriminated. If we cannot associate them we cannot feel them as a group; they will not cohere. If, on the other hand, we cannot discriminate them, then do they equally fail to make up a form; they simply mingle together into a homogeneous lump. The organs of an organism must be, then, related, yet different; the elements of a form must be both similar and dissimilar. Unless they are both we cannot perceive them as linked, yet distinct. Bearing this general fact about forms in mind, we may investigate the kinds of form that underlie Song.
Probably every one who has listened to the whistling of factories in a large city at noon has had the curious experience of suddenly hearing amid the meaningless din a pair of tones that mysteriously mate and merge. The other tones seem entirely accidental; they have no relation to each other, and give one merely a sense of vague annoyance. But these two form an intelligible group; we are able to grasp them together, and we take an indescribable pleasure in thus feeling them as parts of one whole. Here is an instance of another sort of musical form than the metrical, a sort that we may call harmonic. Here the grouping takes place on a platform not of time, but of pitch; the two elements of the group have no metrical relations, but in pitch they are somehow related. Now this sort of pitch relationship has played a vital part in music, a part hardly secondary to that of time relationship; so that an understanding of it is important enough to delay us here a moment with some rather dry technical facts on which it depends.
Ordinary musical tones, the notes of the voice, the violin, and the piano, for example, simple as they sound, are, like ordinary white light, rather complex compounds of many simple elements. There are in them seven or eight constituent or <
So much technical detail will be forgiven by the reader who can at all realize how profoundly the entire history of music has been affected by these acoustic and physiological facts. We have already seen how folk-music slowly wrought out the complex metrical forms based upon time grouping. In the same way, ecclesiastical music wrought out, slowly and laboriously, the harmonic and melodic forms that were based upon pitch-grouping. For a long time vocal utterance was defined only by certain simple intervals like the fall of the fourth, which formed the cadences of Greek dramatic recitation and of mediaeval Christian intoning. Gradually ornamental notes were introduced as approaches to the final note; these were varied in pitch, and new ones added, until finally there resulted the ancient modes, precursors of our scale. Then, when two melodies began to be sung at once, the intervals of the octave, fifth, and fourth were again called into requisition, and made the bases of primitive harmony. In the old Organum of the Middle Ages, two voices, a fifth apart, gave the same melody, just as with the Greeks, in the process called <
Form in music, however, notwithstanding its origin as a means of defining those emotional expressions which without it would have remained vague, unimitable, and immemorable, is much more than a means of definition. At first practiced as a means to an end, it soon became an end in itself. For the perception of relations, the mental activity which groups impressions, is not merely useful; it is profoundly, indescribably delightful. Calling the mind into activity just as sensation calls the senses, it is a far deeper source of pleasure than sensation can ever be, because the mind far exceeds the senses in the subtlety, variety and independence of its action. When, therefore, the primitive musicians first made their syntheses of gestures and cries they discovered a novel pleasure, altogether more delicious than the crude joys of sensation and expression. Before they made such syntheses they had merely enjoyed the sweetness of tones, and taken satisfaction in expressing their feelings; but when once they learned to group their expressive tones together, to feel the subtle bonds which bound them into clear and salient unity, then they felt a joy altogether new and on a higher plane, they felt true aesthetic delight. Here was not merely a passive, or at most an automatic process; here was a truly creative activity, a conscious and free manipulation of materials. Mere hearing, however delicious, mere expression, however grateful, could not give this sense of mastery, of comprehension, of insight. Beauty alone, beauty depending on consciously made comparisons and contrasts, can give the highest aesthetic delight, the delight in form. And so, like painters who, using form at first to define their material, come quickly to a realization of its inherent value, and finally, if they be true artists, value its pure beauties of line and balance and composition more highly than any mere richness of color or of expression, musicians, in the degree of their true musicianship, came to prize the intrinsic beauty of music above all its other qualities.
Sometimes, doubtless, they carried their devotion too far. In certain periods and individuals the love of formal beauty has entirely eclipsed pleasure in expression. Unable to attend at once to expression and to beauty, many composers, and in some periods all, have devoted their entire energy to the quest for formal perfection. Thus in the work of the Netherland masters of early counterpoint, in some of Bach's ingenious weavings, and in much of the music of Haydn and his contemporaries, the search for purely plastic qualities goes on with little thought of the original emotional burden of the material that is being formulated. To such men form was much more than a means of defining expression; it was an end in itself, and an end worth a lifetime of painstaking, devoted effort.
And yet, justifiable as their feeling was, indispensable as their labors were to that development without which the expressive power of music would itself have remained rudimentary, it is not to their view, but to a more universal one, that we must look to find a rounded theory of expression and form. If it be a mistake to neglect the latter for the former, as they well saw, it is equally a mistake to prize form with too exclusive an enthusiasm. For beauty is itself one of the most potent means of expression. Our minds are not made up of hermetic compartments, but are so permeable, so conductive, that an eloquent thing is made more eloquent by being also beautiful. The impression of beauty reverberates endlessly, intensifying all that is associated with it. The general atmosphere transfigures every feature. If the whole is fair, no detail will be entirely without its appeal to our kindled imaginations, but if the whole is formless, no single phrase, however impassioned, can affect us very deeply. The truth is, then, that form and expression in music are as essential to each other as objects and light in the world of vision. No radiance of illumination will satisfy the eye if there is nothing to see, and, on the other hand, the loveliest things will give little pleasure in the dark. To be beautiful they must be suffused in light. Similarly the phrases of music, to be truly moving, must be suffused in beauty. The greatest masters clearly realized this. Bach in his masterpieces, Beethoven nearly always, and Brahms in his inspired hours, acted on the principle that the two elements must exist side by side, subtly and potently reacting upon each other. Their practice, indeed, unanimously confirms the theory of musical effect which has now been briefly sketched, and which may be more briefly summarized before we pass on to deduce from it some general canons of appreciation and criticism.
Music, we have seen, originates in the spontaneous gestures and cries made by primitive man under the sway of emotion, imitated by observers, and arousing in them the same feelings. As intelligence dawns, men see that this triple process of spontaneous action, imitation and reduplicated feeling affords a basis for a language of emotion, a language that needs, however, to be somehow defined and articulated. Articulation gradually follows by means of the grouping in time which develops the gestures of active feeling into Dance, and the grouping in pitch which develops the utterances of contemplative feeling into Song. Eventually the two modes of grouping are combined, and music becomes an independent art. Meanwhile, the forms at first adopted for the sake of mere definition become the basis of a new and deeper delight, aesthetic beauty, which is sought for both as ancillary to expression and for itself alone. Finally, beauty of form reacts potently on eloquence of expression, and the most universal composers, recognizing the interdependence of the two elements, produce the highest type of pure music, music in which beauty is based upon expression and expression transfigured by beauty.
The principles we now have before us, interesting as they are in themselves, must finally vindicate their worth by helping us to form sound opinions of musical tendencies and of individual composers; they must provide a corrective for the whims and freaks of prejudice, and a basis for that intelligent and systematic criticism which takes account both of a man's qualities and of his defects before assigning him his place in the general artistic movement. With them in mind, we should be able to avoid the current one-sided and partial views, and also to attain that positive insight into the nature of music which alone can give our opinions sanity, liberality and perspective.
It is a suggestive fact, however, that the sentimental attitude is found among us, not only in music, but everywhere. It is the tendency of the day to confuse acquiring with assimilating, to fancy that wealth of experience is better than self-mastery and intelligent possession. Heedlessness is our besetting sin. We skim books, <
In these and other ways the principles of musical effect afford touchstones for the detection of prevalent but erroneous views--views which contain their element of truth, but are still fallacious because partial. But the same principles are also capable of yielding more positive and detailed insight into the nature of musical appreciation. They illuminate, for example, that perplexing problem of expression--why it is that from the same piece of music one person gets so much more than another. The fact is familiar to every one. Every one knows that of two persons equally sensitive to music on the sensuous and formal side, of good <
If expression depends thus in part upon the moral and temperamental qualities of the listener, form in equal measure depends upon his mental alertness. <
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