: Clever Hans (The Horse of Mr. Von Osten) A contribution to experimental animal and human psychology by Pfungst Oskar Rahn Carl Leo Translator - Psychology Comparative; Animal intelligence; Horses; Animal training

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hould deny completely the presence of intentional signals, while, as regards the unintended, it excluded only those which were of the known sort? The report clearly shows that the decision as to the absence of voluntary signals was based not merely upon the fact that no such signals had been detected by the most expert observers, but also upon the character of the two men who exhibited the horse, upon their behavior during the entire period, and upon the method of instruction which Mr. von Osten had employed. In the case of unintentional signs, on the other hand, one had to deal with the fact with which physiologists and experimental psychologists are especially familiar, viz., that our conscious states, without our willing it--indeed, even in spite of us--are accompanied by bodily changes which very often can be detected only by the use of extremely fine graphic methods. The following is a more general instance: every mother, who detects the lie or divines the wish in the eyes of the child, knows that there are characteristic changes of facial expression, which are, nevertheless, very difficult of definition.

The commission did not even maintain or believe that unintentional signs within the realm of the senses known to us, were to be excluded. Professor Nagel and I would never have subscribed to any such conclusion. The sentence in question, therefore, could only be interpreted as follows: that signals of the kind that are used intentionally in the training of horses, could not have occurred even as unintended signs, for otherwise Mr. Busch would have detected them. And in order to be observed by him it was immaterial whether they were given purposely or not. The same signs, therefore, which as a result of his observations were declared not to be present, could not be assumed to be involved as unintentional.

For my part I am ready to confess that at this time I did not expect to find the involuntary signals, if any such were involved, in the form of movements. I had in mind rather some sort of nasal whisper such as had been invoked by the Danish psychologist A. Lehmann, in order to explain certain cases of so-called telepathy. I could not believe that a horse could perceive movements which escaped the sharp eyes of the circus-manager. To be sure, extremely slight movements may still be perceived after objects at rest have become imperceptible. But one would hardly expect this feat on the part of an animal, who was so deficient in keenness of vision, as we have been led, by those of presumably expert knowledge, to believe of the horse,--one would expect it all the less because Mr. von Osten and Mr. Schillings would move hither and thither in most irregular fashion while the horse was going through his tapping, and would therefore make the perception of minute movements all the more difficult.

Nor was there anything in the exhibitions given at the same time in a Berlin vaudeville by the mare "Rosa," which might have shattered this belief. For, in the case of this rival of Hans, the movements involved were comparatively coarse. The closing signal consisted in bending forward on the part of the one exhibiting the mare, while up to that point he had stood bolt upright. Most persons were not aware of this, because this change in posture cannot be noticed from the front. I happened to sit to the side and caught the movement every time. It was the same that was noted by Dr. Miessner, another member of the commission, , but concerning which he did not give me a more complete account. Later I learned through Professor Th. W. Engelmann that the very same movement was employed not long ago, for giving signals to a dog exhibited at Utrecht. This particular movement is very well adapted to commercial purposes, since the spectator always tries to view the performance from a point as nearly in front of the animal and its master as possible, thus making the detection of the trick all the more difficult.

The details of the various experiments made by this commission are given in an excerpt from the records kept by Dr. von Hornbostel, which I showed to a small group of persons a few days after the 12th of September . At that time none of the particulars was published, because the commission wished to wait until some positive statement might be made. The public was merely to be assured that a group of reputable men, from different spheres of life, who could have no purpose in hazarding their reputation, believed that the case was one worthy of careful investigation.

I left Berlin on September 17th and did not return until October 3d. In the meantime Mr. Schillings continued the investigation, and was assisted in part by Mr. Oskar Pfungst, one of my co-workers at the Psychological Institute. For the first time a number of tests were now made in which neither the questioner, nor any of those present knew the answer to the problem. Such tests naturally were the first steps toward a positive investigation. The results were such that Mr. Schillings was led to replace his hypothesis of independent conceptual thinking by one of some kind of suggestion. In this he was strengthened somewhat by having noted the fact that in his questions which he put to the horse, he might proceed as far as to ask the impossible. He has always been ready to offer himself in the tests which have been undertaken since then.

On October 13, 1904, together with the two gentlemen mentioned in the beginning of my report, I began my more detailed investigation, and finished on November 29. We worked for several hours on the average of four times each week. I take this opportunity of giving expression of the recognition which is due to the two gentlemen. They were ready to go to the courtyard in all kinds of weather, at times they went without me, and they always patiently discussed the order and method of the experiments and the results. Dr. von Hornbostel had the important task of keeping the records, and Mr. Pfungst undertook the conduct of the experiments. It was he, who, soon after the blinder-tests disclosed the necessary presence of visual signs, discovered the nature of these signs. Without him we might have shown the horse to be dependent upon visual stimuli in general, but we never would have been able to gain that mass of detail, which makes the case valuable for human psychology. But I am tempted to praise not merely his patience and skill, but also his courage. For we must not believe that Mr. von Osten's horse was a "perfectly gentle" animal. If he stood untied and happened to be excited by some sudden occurrence, he would make that courtyard an unsafe place, and both Mr. Schillings and Mr. Pfungst suffered from more than one bite. In this connection I would also express my obligations to Count Otto zu Castell-R?denhausen, for his frequent intercession on our behalf with the owner of the horse, and for his many evidences of good-will and helpfulness.

After the publication of this report , there was still some further discussion of the case in societies of various kinds and in the press, but no important objections were raised. A hippologist thought that men of his calling should have been consulted, a telepathist believed that telepathists should have been called in. There was also some further talk of suggestion, will-transference, thought-reading and the occult, but no attempt was made to elucidate these vague terms with reference to their application to the case in hand. Others adhered to the old cry of "fraud," for a share of which Mr. Pfungst now fell heir. There were a few who felt it incumbent upon themselves to preserve their 'priority,' and therefore stated with a show of satisfaction that I had finally 'confessed' myself to hold their respective points of view. As if there were anything like "confessions" in science! As if mere affirmations, even though sealed and deposited in treasure vaults, had any value with reference to a case in which every manner of supposition had been advanced in lieu of explanation. Why did they wait so long, if they had convincing proof for their position?

And finally there were disappointed Darwinists who expressed fear lest ecclesiastical and reactionary points of view should derive favorable material from the conclusions arrived at in my report. Needless fear. For lovers of truth it must always remain a matter of inconsequence whether anyone is pleased or displeased with the truth, and whether it is enunciated by Aristotle or Haeckel.

Mr. von Osten, however, continued to exhibit Hans, and is probably doing so still, but in what frame of mind, I dare not judge. The spectators continue to look on, they are doubly alert to catch movements, and many of them have learned from Mr. Schillings what kind of movements they are to expect. But these "initiated" ones regularly return and declare that there is nothing in the movements and that they simply could not discover any aids given to the horse. Nothing can so well show how difficult the case is, and how great the need of a thorough exposition of the whole matter, than the account given in the following pages of Mr. Pfungst. Its publication has been delayed on account of the additional tests made in the laboratory, but we have reason to suppose that through these additional tests the work has gained in permanent value. Experimental psychologists will perhaps be greatly interested in the graphic registration of the minute involuntary movements which accompany the thought process, and in the artificial association of a given involuntary movement with a given idea. Likewise the tests on sense-perception in horses, which have led to essential changes in hitherto current views, and the critical review of the comprehensive literature on similar achievements of other animals, will be welcomed by many.

Before closing these introductory remarks, I would make one more statement concerning Mr. von Osten. The reader will notice that the judgment passed upon him in this treatise is placed at the end, whereas in the report of the commission it came first. This was brought about by the change that was made in the way of stating the problem. Then the question discussed was whether 'tricks' were involved; now the question is: What is the mechanism of the process? The question of the good faith of the master was taken up once more only because the facts that were brought to light by the later experimentation seemingly brought forward new grounds for distrust. But by placing this discussion toward the end of our report we wished to indicate that everything that is said of the present status of facts, is quite independent of the view taken concerning Mr. von Osten. Even assuming that the horse had been purposely trained by him to respond to this kind of signal, the case would still deserve a place in the annals of science. For visual signs, planned and practiced so that they could not only be more readily perceived by the animal than by man, but could be transferred from their inventor to others without any betrayal of the secret,--this would be an extraordinary invention, and Mr. von Osten would then be a fraud, but also a genius of first rank.

In truth he probably was neither, but I was brief in my report, for otherwise I would have been obliged to go into more detail than the case warranted. And a judgment passed upon a human personality is quite a different matter from a judgment upon a horse. If it is unscientific to make unqualified statements concerning a horse after the performance of only a few experimental tests, it is certainly an unwarranted thing to pass a moral judgment upon a man upon the basis of meagre material. Anyone who would assume the r?le of judge should bear in mind that here too we have more than a hundredfold the material which they could bring forward, and among it some which, if taken alone, would be more unfavorable than any that they had. But here all things should be weighed together, and not in isolation. A former instructor of mathematics in a German gymnasium, a passionate horseman and hunter, extremely patient and at the same time highly irrascible, liberal in permitting the use of the horse for days at a time and again tyrannical in the insistence upon foolish conditions, clever in his method of instruction and yet at the same time possessing not even the slightest notion of the most elementary conditions of scientific procedure,--all this, and more, goes to make up the man. He is fanatic in his conviction, he has an eccentric mind which is crammed full of theories from the phrenology of Gall to the belief that the horse is capable of inner speech and thereby enunciates inwardly the number as it proceeds with the tapping. From theories such as these, and on the basis of all sorts of imagined emotional tendencies in the horse, he also managed to formulate an explanation for the failure of the tests in which none of the persons present knew the answer to the problem given the horse, and also for the failure of those tests in which the large blinders were applied. And he would often interfere with or hinder other tests which, according to his point of view, were likely to lead us astray. And yet, when the first tests with the blinders did turn out as unmistakably sheer failures, there was such genuine surprise, such tragi-comic rage directed against the horse, that we finally believed that his views in the matter would be changed beyond a doubt. "The gentlemen must admit," he said at the time, "that after seeing the objective success of my efforts at instruction, I was warranted in my belief in the horse's power of independent thought." Nevertheless, upon the following day he was as ardent an exponent of the belief in the horse's intelligence as he ever had been.

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